| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIXY Capital Management Limited | RO | 就证券提供意见 | 2016-09-09 | 2017-04-03 |
| Rep | 就证券提供意见 | 2015-05-04 | 2016-09-09 | |
| Rep | 提供资产管理 | 2015-05-04 | 2017-04-03 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2011-01-28 | 2015-04-15 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-01-28 | 2015-04-15 |
| Rep | 证券交易 | 2011-01-28 | 2015-04-15 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-01-28 | 2015-04-15 |