| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leading Securities Company Limited | Rep | 就证券提供意见 | 2016-05-10 | 2016-08-29 |
| Rep | 提供资产管理 | 2016-05-10 | 2016-08-29 | |
| Rep | 证券交易 | 2016-05-10 | 2016-08-29 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2010-06-28 | 2013-01-23 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2010-06-28 | 2013-01-23 |
| Rep | 证券交易 | 2010-06-28 | 2013-01-23 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2010-06-28 | 2013-01-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2006-04-03 | 2008-03-14 |
| Rep | 就证券提供意见 | 2006-04-03 | 2008-03-14 | |
| Rep | 期货合约交易 | 2006-04-03 | 2008-03-14 | |
| Rep | 证券交易 | 2006-04-03 | 2008-03-14 |