| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BEA Union Investment Management Limited | Rep | 就证券提供意见 | 2018-09-20 | 2019-07-31 |
| Rep | 证券交易 | 2018-09-20 | 2019-07-31 | |
| UBS Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2013-02-01 | 2014-09-01 |
| Rep | 就证券提供意见 | 2006-08-01 | 2014-09-01 | |
| Rep | 提供资产管理 | 2006-08-01 | 2014-09-01 | |
| OppenheimerFunds International Distributor Limited | Rep | 证券交易 | 2005-09-30 | 2006-06-01 |
| GAM HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2004-05-13 |
| Rep | 就证券提供意见 | - | 2004-05-13 | |
| Rep | 提供资产管理 | - | 2004-05-13 | |
| Rep | 证券交易 | - | 2005-07-22 |