| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | RO | 期货合约交易 | 2024-08-07 | - |
| RO | 提供资产管理 | 2022-10-25 | - | |
| Rep | 期货合约交易 | 2022-10-25 | 2024-08-07 | |
| RO | 就证券提供意见 | 2017-08-22 | - | |
| RO | 证券交易 | 2016-07-07 | - | |
| Rep | 证券交易 | 2014-07-09 | 2016-07-07 | |
| UBS Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2013-02-01 | 2014-05-22 |
| Rep | 就证券提供意见 | 2008-10-29 | 2014-05-22 | |
| Rep | 提供资产管理 | 2008-10-29 | 2014-05-22 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-11-05 | 2008-10-09 |
| Rep | 提供资产管理 | 2007-11-05 | 2008-10-09 | |
| Rep | 证券交易 | 2007-11-05 | 2008-10-09 | |
| BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-16 | 2007-09-01 |
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