| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2017-07-07 | 2018-11-10 |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2014-05-07 | 2014-06-27 |
| Rep | 证券交易 | 2014-05-07 | 2014-06-27 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2010-10-08 | 2013-12-03 |
| Rep | 证券交易 | 2010-10-08 | 2013-12-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2010-10-08 | 2013-12-03 |