| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-06-23 | - |
| Rep | 证券交易 | 2021-06-23 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2021-06-23 | - |
| Rep | 证券交易 | 2021-06-23 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2019-11-07 | 2019-11-16 |
| Rep | 证券交易 | 2019-11-07 | 2019-11-16 | |
| Rep | 期货合约交易 | 2017-06-05 | 2017-06-19 | |
| Rep | 证券交易 | 2017-06-05 | 2017-06-19 | |
| Rep | 期货合约交易 | 2016-07-14 | 2016-07-29 | |
| Rep | 证券交易 | 2016-07-14 | 2016-07-29 | |
| Rep | 期货合约交易 | 2015-09-18 | 2015-10-10 | |
| Rep | 证券交易 | 2015-09-18 | 2015-10-10 | |
| Rep | 证券交易 | 2009-02-25 | 2015-03-10 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-02-25 | 2015-03-10 |