| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2013-06-19 | 2015-04-30 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2011-11-28 | 2015-04-30 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-07-04 | 2015-04-30 |
| Rep | 证券交易 | 2008-07-04 | 2015-04-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2008-07-04 | 2015-04-30 |