| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-03-20 | - |
| Rep | 证券交易 | 2024-03-20 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2024-03-20 | - |
| Rep | 证券交易 | 2024-03-20 | - | |
| UBS SECURITIES ASIA LIMITED | RO | 就证券提供意见 | 2021-01-25 | 2024-04-08 |
| Rep | 就证券提供意见 | 2010-12-06 | 2021-01-25 |