| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2025-09-19 | - |
| Rep | 就证券提供意见 | 2015-01-20 | - | |
| Rep | 提供资产管理 | 2015-01-20 | - | |
| Rep | 证券交易 | 2015-01-20 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2013-04-02 | 2014-12-12 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2010-08-05 | 2012-11-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2010-06-09 | 2010-08-02 |
| Rep | 证券交易 | 2010-06-09 | 2010-08-02 |