| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LMR Partners Limited | Rep | 提供资产管理 | 2024-11-20 | - |
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | Rep | 提供资产管理 | 2022-09-13 | 2023-07-28 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-12-03 | 2016-05-05 |
| Rep | 提供资产管理 | 2014-12-03 | 2022-06-30 | |
| Rep | 证券交易 | 2014-12-03 | 2022-06-30 | |
| Segantii Capital Management Limited | Rep | 提供资产管理 | 2013-05-15 | 2014-07-31 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2010-09-27 | 2013-04-03 |
| Rep | 证券交易 | 2010-09-27 | 2013-04-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2010-09-27 | 2013-04-03 |