| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QL Asset Management Company Limited | Rep | 就证券提供意见 | 2020-12-15 | - |
| Rep | 证券交易 | 2020-12-15 | - | |
| RO | 就证券提供意见 | 2020-01-13 | 2020-12-15 | |
| RO | 证券交易 | 2020-01-13 | 2020-12-15 | |
| Rep | 就证券提供意见 | 2019-07-25 | 2020-01-13 | |
| Rep | 证券交易 | 2019-06-17 | 2020-01-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 证券交易 | 2003-04-01 | 2018-12-29 |