| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2016-12-19 | - |
| Rep | 期货合约交易 | 2016-12-19 | - | |
| Rep | 证券交易 | 2016-12-19 | - | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-05-19 | 2016-12-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2011-10-21 | 2016-12-18 |
| Rep | 证券交易 | 2011-10-21 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-04-26 | - |
| Rep | 证券交易 | 2011-04-26 | - |
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