| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2014-10-20 | 2019-03-22 |
| Rep | 证券交易 | 2014-10-20 | 2019-03-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2011-11-25 | 2014-05-13 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-05-09 | 2014-05-13 |
| Rep | 证券交易 | 2008-05-09 | 2014-05-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2008-05-09 | 2014-05-13 |