| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Cephei Capital Management (Hong Kong) Limited | Rep | 提供资产管理 | 2014-08-08 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2010-10-26 | 2014-06-14 |
| Rep | 证券交易 | 2010-10-26 | 2014-06-14 | |
| CICC US Securities, Inc. | RO | 证券交易 | 2008-05-15 | 2010-08-24 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2008-02-25 | 2010-08-24 |
| Rep | 证券交易 | 2004-04-06 | 2008-02-25 |
已采集记录中暂无金管局登记。