| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tora Trading Services Limited (HK) | Rep | 期货合约交易 | 2023-02-17 | 2025-10-31 |
| Rep | 提供自动化交易服务 | 2022-11-18 | 2025-10-31 | |
| Rep | 证券交易 | 2022-11-18 | 2025-10-31 | |
| Citigroup Global Markets Asia Limited | Rep | 提供自动化交易服务 | 2014-01-16 | 2019-06-24 |
| Rep | 期货合约交易 | 2014-01-16 | 2019-06-24 | |
| Rep | 证券交易 | 2014-01-16 | 2019-06-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2011-11-09 | 2013-11-13 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-07-18 | 2013-11-13 |
| Rep | 证券交易 | 2011-06-14 | 2013-11-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-06-14 | 2013-11-13 |