| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2017-12-27 | 2019-03-29 |
| Rep | 就证券提供意见 | 2017-12-07 | 2017-12-13 | |
| Rep | 就证券提供意见 | 2017-06-28 | 2017-07-03 | |
| Rep | 就证券提供意见 | 2017-02-01 | 2017-02-07 | |
| Rep | 就证券提供意见 | 2016-11-17 | 2016-11-24 | |
| Rep | 就证券提供意见 | 2016-03-24 | 2016-03-30 | |
| Rep | 就证券提供意见 | 2016-03-10 | 2016-03-17 | |
| Rep | 就证券提供意见 | 2015-09-02 | 2015-09-08 | |
| Rep | 就证券提供意见 | 2015-03-11 | 2015-03-17 | |
| Rep | 就证券提供意见 | 2010-07-30 | 2012-06-16 |