| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-11-23 | 2022-01-31 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2013-06-04 | 2017-09-29 |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 就证券提供意见 | - | 2005-03-24 | |
| Rep | 提供资产管理 | - | 2005-03-24 | |
| Rep | 证券交易 | - | 2011-10-18 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 就证券提供意见 | - | 2005-03-24 | |
| Rep | 提供资产管理 | - | 2005-03-24 | |
| Rep | 证券交易 | - | 2011-10-18 |