| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2016-01-18 | 2019-02-22 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-01-18 | 2015-10-14 |
| Rep | 证券交易 | 2011-01-18 | 2015-10-14 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-01-18 | 2015-10-14 |
| Segantii Capital Management Limited | Rep | 提供资产管理 | 2010-08-19 | 2010-10-05 |
| EFG Asset Management (HK) Limited | Rep | 就证券提供意见 | 2009-06-23 | 2010-06-30 |
| Rep | 提供资产管理 | 2009-06-23 | 2010-06-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自动化交易服务 | 2009-02-20 | 2009-02-27 |
| Rep | 证券交易 | 2005-04-13 | 2009-02-27 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-04-13 | 2009-02-27 |