| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2025-11-25 | 2025-11-29 |
| Rep | 证券交易 | 2025-09-16 | 2025-09-19 | |
| Rep | 证券交易 | 2025-05-23 | 2025-05-29 | |
| Rep | 证券交易 | 2025-03-28 | 2025-04-02 | |
| Rep | 证券交易 | 2024-09-30 | 2024-10-04 | |
| Rep | 证券交易 | 2024-05-24 | 2024-05-30 | |
| Rep | 证券交易 | 2023-11-21 | 2023-11-26 | |
| Rep | 证券交易 | 2023-06-09 | 2023-06-14 | |
| Rep | 证券交易 | 2023-02-07 | 2023-02-10 | |
| Rep | 证券交易 | 2022-12-05 | 2022-12-09 | |
| Rep | 证券交易 | 2022-03-15 | 2022-03-30 | |
| Rep | 期货合约交易 | 2011-03-30 | 2021-04-09 | |
| Rep | 证券交易 | 2010-06-30 | 2021-04-09 | |
| Rep | 就证券提供意见 | 2006-01-18 | 2007-06-23 |