| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited | RO | 证券交易 | 2014-11-26 | 2015-12-02 |
| Rep | 证券交易 | 2013-06-11 | 2014-11-26 | |
| Rep | 就证券提供意见 | 2013-06-11 | 2015-12-02 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2010-08-23 | 2013-01-23 |
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就证券提供意见 | 2007-12-10 | 2009-07-17 |
| Rep | 提供资产管理 | 2007-12-10 | 2009-07-17 | |
| Rep | 证券交易 | 2007-12-10 | 2009-07-17 | |
| VALUE PARTNERS LIMITED | Rep | 就证券提供意见 | 2007-06-04 | 2009-07-17 |
| Rep | 提供资产管理 | 2007-06-04 | 2009-07-17 | |
| Rep | 证券交易 | 2007-06-04 | 2009-07-17 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2003-12-16 | 2006-10-07 |