| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2023-06-30 | 2023-07-06 |
| Rep | 证券交易 | 2023-02-01 | 2023-02-02 | |
| Rep | 证券交易 | 2020-01-16 | 2020-01-22 | |
| Rep | 证券交易 | 2019-11-01 | 2019-11-07 | |
| Rep | 证券交易 | 2019-07-19 | 2019-07-25 | |
| Rep | 证券交易 | 2019-05-16 | 2019-05-24 | |
| Rep | 证券交易 | 2019-03-01 | 2019-03-07 | |
| Rep | 证券交易 | 2019-01-25 | 2019-01-31 | |
| Rep | 证券交易 | 2018-10-12 | 2018-11-09 | |
| Rep | 证券交易 | 2018-09-14 | 2018-09-19 | |
| Rep | 证券交易 | 2018-03-08 | 2018-03-16 | |
| Rep | 证券交易 | 2017-06-15 | 2017-06-22 | |
| Rep | 证券交易 | 2016-09-14 | 2016-10-11 | |
| Rep | 证券交易 | 2016-04-14 | 2016-04-23 | |
| Rep | 证券交易 | 2010-10-19 | 2016-04-08 |