| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2019-07-02 | - |
| UBS Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2013-04-10 | 2019-01-29 |
| Rep | 期货合约交易 | 2013-02-01 | 2019-01-29 | |
| Rep | 就证券提供意见 | 2012-03-19 | 2019-01-29 | |
| Rep | 提供资产管理 | 2012-03-19 | 2019-01-29 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-03-07 | 2012-03-19 |
| Rep | 证券交易 | 2011-03-07 | 2012-03-19 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-03-07 | 2012-03-19 |
已采集记录中暂无金管局登记。