| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | Rep | 就机构融资提供意见 | 2016-11-01 | 2020-01-31 |
| Rep | 就证券提供意见 | 2016-10-13 | 2020-01-31 | |
| Rep | 证券交易 | 2016-10-13 | 2020-01-31 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2011-07-19 | 2016-10-03 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2007-03-05 | 2009-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-04-11 | 2007-02-07 |