| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-07-03 | 2024-08-31 |
| Rep | 证券交易 | 2019-07-03 | 2024-08-31 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-03-10 | 2017-03-15 |
| Rep | 证券交易 | 2016-05-13 | 2016-05-20 | |
| Rep | 证券交易 | 2016-03-04 | 2016-03-09 | |
| Rep | 证券交易 | 2016-02-16 | 2016-02-19 | |
| Rep | 证券交易 | 2015-06-16 | 2015-06-18 | |
| Rep | 证券交易 | 2014-02-12 | 2014-02-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2011-02-07 | 2012-10-25 |