| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-06-05 | 2017-07-15 |
| Rep | 证券交易 | 2004-08-30 | 2017-07-15 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-11-07 |
| Rep | 提供资产管理 | - | 2003-11-07 | |
| Rep | 就证券提供意见 | - | 2004-07-30 | |
| Rep | 证券交易 | - | 2004-07-30 |