| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2021-05-07 | 2025-04-01 |
| Rep | 证券交易 | 2021-04-16 | 2025-04-01 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自动化交易服务 | 2016-08-24 | 2020-05-25 |
| Rep | 证券交易 | 2016-08-24 | 2021-03-26 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2014-02-11 | 2016-06-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2011-07-12 | 2016-06-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-07-12 | 2016-06-18 |