| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | RO | 期货合约交易 | 2013-08-22 | 2016-06-25 |
| Rep | 期货合约交易 | 2012-11-27 | 2013-08-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2012-11-27 | 2016-06-25 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2012-11-27 | 2016-06-25 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2009-09-16 | 2016-06-25 |