| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-09-08 | 2023-03-02 |
| Rep | 期货合约交易 | 2020-09-08 | 2023-03-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2016-12-19 | 2019-01-14 |
| Rep | 就机构融资提供意见 | 2016-11-11 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2009-10-14 | 2016-11-14 |