| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | RO | 提供资产管理 | 2022-07-25 | - |
| RO | 证券交易 | 2022-07-25 | - | |
| Rep | 提供资产管理 | 2021-08-04 | 2022-07-25 | |
| Rep | 证券交易 | 2021-08-02 | 2022-07-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2021-07-02 |
| Rep | 证券交易 | 2016-12-19 | 2021-07-02 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-05-26 | 2016-12-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-05-26 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-04-11 | 2021-07-02 |
| Rep | 证券交易 | 2011-04-11 | 2021-07-02 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2010-03-10 | 2011-02-10 |
| Rep | 证券交易 | 2006-08-16 | 2011-02-10 |
已采集记录中暂无金管局登记。