| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-08-24 | 2021-04-09 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2017-08-24 | 2021-04-09 |
| Rep | 证券交易 | 2017-08-24 | 2021-04-09 | |
| RO | 提供自动化交易服务 | 2016-12-19 | 2017-06-10 | |
| Rep | 证券交易 | 2016-12-19 | 2017-06-10 | |
| RO | 提供自动化交易服务 | 2013-08-22 | 2016-12-18 | |
| Rep | 提供自动化交易服务 | 2011-10-13 | 2013-08-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2009-09-07 | 2017-06-10 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-09-07 | 2016-12-18 |