| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 期货合约交易 | 2021-10-29 | 2025-07-31 |
| RO | 证券交易 | 2021-10-29 | 2025-07-31 | |
| Rep | 期货合约交易 | 2017-10-18 | 2021-10-29 | |
| Rep | 证券交易 | 2017-10-18 | 2021-10-29 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-12-16 | 2016-08-31 |
| Rep | 期货合约交易 | 2015-12-16 | 2017-08-19 | |
| Rep | 证券交易 | 2015-12-16 | 2017-08-19 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-10-07 | 2015-11-09 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-09-03 | 2015-07-11 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2007-03-07 | 2007-08-10 |
| Rep | 证券交易 | 2005-04-20 | 2007-08-10 |