| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| dLab Asset Management Limited | RO | 就证券提供意见 | 2021-05-26 | - |
| RO | 提供资产管理 | 2021-05-26 | - | |
| Rep | 就证券提供意见 | 2021-04-20 | 2021-05-26 | |
| HBS (Hong Kong) Limited | RO | 就证券提供意见 | 2020-12-17 | 2021-03-18 |
| RO | 证券交易 | 2020-12-17 | 2021-03-18 | |
| UBS SECURITIES ASIA LIMITED | RO | 期货合约交易 | 2018-05-18 | 2018-06-29 |
| RO | 证券交易 | 2018-05-18 | 2018-06-29 | |
| Rep | 期货合约交易 | 2017-06-01 | 2018-05-18 | |
| Rep | 证券交易 | 2017-06-01 | 2018-05-18 | |
| Rep | 期货合约交易 | 2017-04-21 | 2017-04-28 | |
| Rep | 证券交易 | 2017-04-21 | 2017-04-28 | |
| Rep | 期货合约交易 | 2017-02-13 | 2017-02-17 | |
| Rep | 证券交易 | 2017-02-13 | 2017-02-17 | |
| Rep | 期货合约交易 | 2017-01-10 | 2017-01-13 | |
| Rep | 证券交易 | 2017-01-10 | 2017-01-13 | |
| Rep | 期货合约交易 | 2016-11-21 | 2016-11-26 | |
| Rep | 证券交易 | 2016-11-21 | 2016-11-26 | |
| Rep | 期货合约交易 | 2016-09-14 | 2016-09-24 | |
| Rep | 证券交易 | 2016-09-14 | 2016-09-24 | |
| Rep | 期货合约交易 | 2011-06-01 | 2016-05-20 | |
| Rep | 证券交易 | 2011-06-01 | 2016-05-20 |
已采集记录中暂无金管局登记。