| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-08-18 | - |
| Rep | 证券交易 | 2023-08-18 | - | |
| Rep | 证券交易 | 2023-07-26 | 2023-08-04 | |
| Rep | 证券交易 | 2023-03-07 | 2023-03-12 | |
| Rep | 证券交易 | 2023-02-03 | 2023-02-24 | |
| Rep | 证券交易 | 2023-01-04 | 2023-01-17 | |
| Rep | 证券交易 | 2022-12-09 | 2022-12-15 | |
| Rep | 证券交易 | 2021-12-02 | 2021-12-10 | |
| Rep | 证券交易 | 2020-03-09 | 2020-04-09 | |
| Rep | 证券交易 | 2018-05-30 | 2020-03-06 | |
| Rep | 证券交易 | 2009-04-23 | 2014-12-16 |