| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-08-14 | 2016-02-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-08-14 | 2016-02-04 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-08-01 | 2013-05-15 |
| Rep | 证券交易 | 2011-08-01 | 2013-05-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-03-09 | 2011-05-27 |
| Rep | 证券交易 | 2007-08-24 | 2011-05-27 |