| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2018-11-15 | 2018-11-23 |
| Rep | 证券交易 | 2018-07-05 | 2018-07-11 | |
| Rep | 证券交易 | 2018-03-09 | 2018-03-16 | |
| Rep | 证券交易 | 2016-06-16 | 2016-06-24 | |
| Rep | 证券交易 | 2016-03-10 | 2016-03-18 | |
| Rep | 证券交易 | 2009-08-07 | 2015-01-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2006-12-14 | 2007-05-28 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-10-13 | 2007-05-28 |