Webb-site Legacy
简
首页
Personnel - 公开纪律行动 | 香港证监会持牌人士(编号 97174)
人员
关键资料
证监会牌照
公开纪律行动
公开纪律行动
SFC fines Ms Wan Xing of UBS HK$200k
SFC, 01-Mar-2016
Ms Wan told her clients they could sell the new BYD shares 2 days before the placing was due to complete, but they shouldn't have, because the placing might not have completed. In the end it did though.
机构
人物