| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2016-12-19 | 2020-04-23 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2010-02-03 | 2020-04-23 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2010-02-03 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | RO | 证券交易 | 2007-06-15 | 2010-02-03 |
| UBS SECURITIES HONG KONG LIMITED | RO | 证券交易 | 2007-06-15 | 2010-02-03 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-02-02 | 2007-06-15 |
| Rep | 期货合约交易 | 2007-02-02 | 2020-04-23 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-02-02 | 2007-06-15 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2006-07-24 | 2006-08-23 |