Chan, Carter Edward 陳鎮華 Hong Kong SFC License Details (ID 97244)

Chan, Carter Edward 陳鎮華 Hong Kong SFC License Details (ID 97244)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2019-10-14	-
	Rep	证券交易	2019-10-14	-
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2019-09-16
	Rep	证券交易	2012-02-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-02-27	2019-09-16
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	杠杆式外汇交易	2010-01-21	2012-01-03
XinKong International Securities Limited	Rep	期货合约交易	2010-01-21	2012-02-14
	Rep	证券交易	2010-01-21	2012-02-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2007-05-31	2009-12-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2007-01-22	2009-12-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2007-01-22	2009-12-19