| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 杠杆式外汇交易 | 2008-01-18 | 2012-09-15 |
| Sun Life Hong Kong Limited | Rep | 就证券提供意见 | 2004-06-14 | 2005-11-25 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-29 |
| Rep | 就证券提供意见 | - | 2003-09-29 | |
| Rep | 提供资产管理 | - | 2003-09-29 | |
| Rep | 证券交易 | - | 2003-09-29 |