| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2011-10-21 | 2014-09-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-10-21 | 2014-09-01 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2005-06-21 | 2011-10-14 |
| Rep | 就机构融资提供意见 | - | 2004-01-28 | |
| Rep | 就证券提供意见 | - | 2004-01-28 | |
| Rep | 提供资产管理 | - | 2004-01-28 | |
| Rep | 提供自动化交易服务 | - | 2004-01-28 | |
| Rep | 证券交易 | - | 2011-10-14 |