| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 期货合约交易 | 2010-05-07 | 2012-09-29 |
| Rep | 证券交易 | 2010-05-07 | 2012-09-29 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2009-07-13 | 2010-04-09 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-10-24 | 2010-04-09 |