Personnel SFC Licences and HKMA Registrations (ID 97306)

Personnel SFC Licences and HKMA Registrations (ID 97306)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2026-11-06	-
	Rep	证券交易	2026-11-06	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2025-12-12	2026-01-16
	Rep	证券交易	2025-12-12	2026-01-16
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2025-10-09	2025-12-01
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2025-10-09	2025-12-01
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2021-07-09	2024-08-05
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2021-07-09	2024-08-05
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2018-10-08	2021-06-16
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	证券交易	2018-10-08	2021-06-16
SKYVAST SECURITIES LIMITED	Rep	期货合约交易	2014-10-16	2015-09-22
	Rep	证券交易	2014-10-16	2015-09-22
XinKong International Securities Limited	Rep	期货合约交易	2010-12-31	2012-01-14
	Rep	证券交易	2010-12-31	2012-01-14
Future Growth Financial Services Limited	Rep	期货合约交易	2010-06-29	2010-12-11
	Rep	证券交易	2010-06-29	2010-12-11

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。