Personnel Hong Kong SFC License Details (ID 97308)

Personnel Hong Kong SFC License Details (ID 97308)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2015-04-20	2016-01-16
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2015-04-20	2016-01-16
KGI ASIA LIMITED	Rep	证券交易	2014-03-13	2015-03-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-03-13	2015-03-10
XinKong International Securities Limited	Rep	期货合约交易	2009-12-14	2012-11-09
	Rep	证券交易	2009-12-14	2012-11-09
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2005-05-18	2009-11-09
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-03-01	2009-11-09
WINGS SECURITIES (HK) LIMITED	Rep	证券交易	2003-12-23	2004-02-11