| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2024-03-28 | - |
| RO | 证券交易 | 2024-03-28 | - | |
| RO | 提供资产管理 | 2023-11-08 | - | |
| Rep | 提供资产管理 | 2022-06-02 | 2023-11-08 | |
| Rep | 就证券提供意见 | 2022-06-02 | 2024-03-28 | |
| Rep | 证券交易 | 2022-06-02 | 2024-03-28 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2022-03-17 | 2022-05-11 |
| Tongfang Securities Limited | Rep | 就证券提供意见 | 2021-04-14 | 2021-11-10 |
| Rep | 证券交易 | 2021-04-14 | 2021-11-10 | |
| CTBC Asia Limited | Rep | 提供资产管理 | 2019-09-03 | 2021-04-04 |
| Rep | 就证券提供意见 | 2019-05-22 | 2021-04-04 | |
| Rep | 证券交易 | 2019-05-22 | 2021-04-04 | |
| Wealth Link Securities Limited | Rep | 就证券提供意见 | 2017-06-21 | 2019-05-06 |
| Rep | 证券交易 | 2017-06-21 | 2019-05-06 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2015-01-27 | 2017-06-12 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2015-01-27 | 2017-06-12 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2010-01-15 | 2014-12-13 |
| Rep | 证券交易 | 2009-11-13 | 2014-12-13 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2009-07-03 | 2009-07-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-05-22 | 2009-01-10 |
已采集记录中暂无金管局登记。