| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-05-04 | - |
| XinKong International Securities Limited | Rep | 证券交易 | 2010-02-12 | 2012-04-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2009-08-05 | 2010-02-05 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2006-05-24 | 2009-07-01 |
| Rep | 证券交易 | 2006-05-24 | 2009-07-01 |