| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2023-05-08 | - |
| Rep | 证券交易 | 2022-10-14 | - | |
| Rep | 期货合约交易 | 2009-12-03 | 2022-06-09 | |
| Rep | 证券交易 | 2009-12-03 | 2022-06-09 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-03-09 | 2009-11-12 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2004-03-09 | 2009-11-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-24 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-24 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-02-24 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供证券保证金融资 | 2003-04-01 | 2004-02-24 |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-24 |
已采集记录中暂无金管局登记。