| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| Rep | 就证券提供意见 | 2012-09-11 | 2017-10-02 | |
| Rep | 证券交易 | 2011-12-15 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-12-15 | - |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2010-02-18 | 2011-12-09 |
| Rep | 证券交易 | 2009-12-01 | 2011-12-09 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2008-09-29 | 2009-11-17 |
| WINGS SECURITIES (HK) LIMITED | Rep | 证券交易 | 2006-05-11 | 2008-09-24 |