| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 证券交易 | 2017-05-02 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-09-22 | 2017-04-13 |
| XinKong International Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-10 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-10 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-01-10 | |
| Rep | 证券交易 | 2003-04-01 | 2011-09-17 |