| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 证券交易 | 2011-08-10 | 2013-11-17 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 证券交易 | 2009-01-21 | 2011-07-15 |
| Rep | 就机构融资提供意见 | - | 2004-03-12 | |
| Rep | 提供资产管理 | - | 2004-03-12 | |
| Rep | 就证券提供意见 | - | 2004-09-20 | |
| Rep | 证券交易 | - | 2009-01-21 |