| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DaoKou Asset Management Limited | RO | 就证券提供意见 | 2025-04-02 | - |
| RO | 提供资产管理 | 2025-04-02 | - | |
| DaoKou Securities Limited | RO | 证券交易 | 2025-04-02 | - |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2022-01-04 | 2025-03-31 |
| RO | 提供资产管理 | 2021-11-01 | 2025-03-31 | |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | 期货合约交易 | 2021-09-07 | 2025-03-31 |
| RO | 证券交易 | 2021-09-07 | 2025-03-31 | |
| Rep | 期货合约交易 | 2021-07-23 | 2021-09-07 | |
| Rep | 证券交易 | 2021-07-23 | 2021-09-07 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 期货合约交易 | 2018-08-31 | 2021-06-12 |
| RO | 提供资产管理 | 2018-05-16 | 2021-06-12 | |
| RO | 证券交易 | 2018-03-22 | 2021-06-12 | |
| Rep | 证券交易 | 2018-02-05 | 2018-03-22 | |
| Rep | 提供资产管理 | 2018-02-05 | 2018-05-16 | |
| Rep | 就证券提供意见 | 2018-02-05 | 2021-06-12 | |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | 期货合约交易 | 2017-07-28 | 2018-01-31 |
| RO | 证券交易 | 2017-07-28 | 2018-01-31 | |
| Rep | 期货合约交易 | 2017-06-07 | 2017-07-28 | |
| Rep | 证券交易 | 2017-06-07 | 2017-07-28 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2016-07-08 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-06-10 | 2017-06-01 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2015-05-22 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2015-05-22 | 2017-06-01 |
| HUNG SING FUTURES LIMITED | Rep | 期货合约交易 | 2012-12-10 | 2015-02-10 |
| HUNG SING SECURITIES LIMITED | Rep | 证券交易 | 2012-12-10 | 2015-02-10 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2010-09-17 | 2012-09-15 |
| Rep | 证券交易 | 2010-09-17 | 2012-09-15 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2008-04-28 | 2010-08-21 |
已采集记录中暂无金管局登记。